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Notes -
Dan Ariely Is In The News Again
[previous discussion here, hat-tip to TraceWoodgrains for bringing it to my twitter feed]
Data Colada Reports:
For those who missed the first one, at least one of the studies in this data is fake. There's an orgy of suspicious problems with it: incredibly implausible reported numbers, ridiculously strong effect size, negative correlations for things that should have been strongly tied together, sample 'twins', inconsistent rounding where only three out of 360 survey values were not rounded to the nearest 5%, miscalculated statistics, means changing from a preprint without derived statistics changing with them. About the only thing missing is the text format mistake showing exactly what was copied and pasted in the Honesty trials; we should be glad there's not a spurious western blot that someone made its way in. DataColada doesn't even cover all of it: there's numbers in the underlying spreadsheet that don't match in the basic math sense.
There's also a bit of a buried lead, though. DataColada needed the raw data to do this analysis. That doesn't mean anyone needed that data to make a serious criticism. The errors here are not subtle. You can tell there's something fucky wucky with this paper just by looking at its charts, and there's only one for this study.
The experimental protocol described people receiving three papers with a hundred errors each, and were told that they would receive 10 cents for every correction, but would be penalized a dollar for every day they were late.
(errors and delay calculated from the underlying source data, but nothing within a round-to-10% value works, either, so this fails the MK1 Eyeball Test. These study's test involve machine-generated papers intended to be meaningless, so a best-case scenario of 70% errors found, while suspiciously even, is at least plausible even for MIT's best and brightest.)
The chart isn't, to be clear, close to a possible combination. The chart doesn't even have a negative value reported, period. And if you start thinking about what a negative value for earnings means -- any further work would have no value, and soon no plausible expected value -- and quickly many the numbers don't really make sense. At best, the trial used a different protocol than its own minimal results show, in a form clearly visible by just reading the paper. A flat rate for participation isn't impossible, but if it was included in the measurement, it should have been in the methods section. It wasn't.
But now we actually have e-mail conversations showing that wasn't the case, either: "There was no show up fee and we did not say anything about the fact that the payment rule could mean that subjects will lose money (and as far as I remember we never had to deal with this problem)". That's for a trial where, by the published protocol and data, a full 19 out of 60 participants had negative earnings, and even assuming a flat $10 participation fee needed to make the chart work, 8 participants would still have had negative earnings.
A fellow academic, Kyle Hyndman, received that e-mail in 2014.
Hyndman, to his credit, did forward the data and conversations to DataColada in 2023. And he was working on a replication attempt most of the time, albeit probably as a low-priority for a decade. He did, after his replication effort, publish in a footnote that : "In October 2024, at the request of the editors, we shared with Dan Ariely an analysis of the contents from the file purportedly for their Study 2 and asked for permission to include a summary of it in the paper. Dan Ariely denied our request, arguing, among other things, that the files we received may not be the actual data."
That does seem to be the defense, for another way this study rhymes with past scandals. Ariely can't remember the actual study protocol, can't be sure this data was what actually got published, and doesn't want a summary of the data that does exist being republished. It is quite possible no records of the experimental protocol exist to prove or disprove anything. I've got a search tool running through old MIT classifieds, and that's more a hope than a process.
There's a plausible, if disturbing, option that had the data fabrication been revealed before the replication failure and the separate scandals in other papers, it would have blown over. There's a plausible, if even more disturbing, option that even with those other data points, it will just blow over again. Maybe a retraction -- and to be fair, there's at least been a request for one -- probably Ariely doesn't get another tv show, probably not a slapped wrist, almost certainly no serious investigation by his school.
But that still leaves a lot of questions. Ariely has over a hundred other papers he's authored or coauthored listed on his own CV. It was plausible for the Honesty trial that no one else should have looked at Ariely's data, or looked at his conclusions with a skeptical eye. It remains plausible that, for two papers, his coauthors and peer reviewers didn't look at the paper with a skeptical eye. Two isn't feeling like a very real number here.
Trace mentioned this story with the opening line "I feel for the coauthor [Wertenbroch] here – he seems to have acted generally honorably and been caught off guard by having a liar for a collaborator." Before I read the paper, my gutcheck was "On one hand, it's nice to see Wertenbroch moving on it. After Gino, I'd seriously worried about the possibility Ariely had just been able to thrive so well because no one he was working with wanted honesty, either."
And then I saw that chart, counted on my fingers, and blinked.
Wertenbroch is, notably, CC'd on that 2014 e-mail where Ariely said that his study did not have any students with a negative balance, and had no participation fee to explain that 10 dollar offset. He could, plausibly, have not reviewed the data or the paper in a decade, and not realized the discrepancy even then. Leaves a bit of a question about what he does do, though. He could, plausibly, have not touched or looked at a single part of the study methodology or data in this entire paper.
In the Honesty trials from the previous scandal, there was an absolute mess where Ariely was responsible for Study 3, and there were serious questions about what, if any, exposure to the fraud the other authors might face. Gino seems to have had minimal responsibility of exposure to Ariely's original data... and separately produced some falsified data in a separate study in the same paper, and multiple other studies in other papers.
DataColada ends today's post with "In our next post, we will share analyses of the Study 1 data file [...]. That experiment is quite different. Our analyses are quite different. But our conclusions are quite similar." I'm working on writing up a post on the aftermath -- or lack thereof -- on the Hindawi scandal.
Eat at Arby's.
EDIT: while DataColada does not spell out the chart discrepancy, it is in their underlying R code. So the description here is more a dumbass noticing the same thing, not me finding something they missed.
Together with the Arday scandal, social science is really having a bad time right now. The killer is that these are not just random researchers, but professors, and not just professors, but celebrated stars with multiple books, regular media appearances and political contacts. They are likely to impact actual policy and general large-scale decision-making. And to add insult to injury, it's getting increasingly obvious that a) competent fabrication would be undetectable in practice, especially this much later and b) nobody actually cares enough to check in general. They were just both incompetent enough and people pretty much stumbled over it.
I'm unsure whether social science in its current form is salvageable. It comes down to feedback loops: Math has a direct feedback loop with reality through the structure of proofs. You can set up implausible assumptions, yes, but since you have to state them clearly you can always be called out on it. And it's still relevant information that, if the assumptions are true, it follows whatever you have shown in the proof. In physics, you usually can turn a model into predictions which will eventually be measurable, even if through rather elaborate channels such as measuring red shifts of far-way celestial bodies or by ramming very small particles into each other.
And so on further down the line; My own field, medical genetics, is a lot worse than those as well but we also have at least some points of connection with reality; IF I find a variant that is plausibly connected to a serious disability, and IF there is a medication that can effectively bypass that variant (for example, producing the protein that became malformed), we will usually see a noticeable positive impact on patients, even if it does not fully cure them.
But social science? Almost any result can be interpreted in almost any way one may choose; Surveys and closed, short-term experiments are possibly more connected to social desirability bias than to anything else, real-life cohorts are probably mostly selection effects, and controlling for them is usually somewhere between illegal and impossible. There is not zero good research, but it's completely drowned out by the bad, and even where people attempt to do it well, it's hard to say; For example, I like discontinuity design, and it imo works well for entry tests (barely made it into an university vs barely didn't make it), but exactly the same design for school area impact is probably nonsense bc people can deliberately move into those neighbourhoods so barely inside vs barely outside of the area is again mostly selection effects.
In such an environment, and given considerable pressure on them to deliver convenient results (again, unlike math and most of physics) which also results in substantial rewards outside academia, social science predictably devolves into near-pure high-school style popularity contests.
Social science research done well is not going to reach the levels of hard science, of course, but it is certainly not worthless if done well. There are various strategies to establish validity, reliability, etc. in quantitative measures, and credibility, transferability, etc in qualitative research. The problem is ideological capture, wrongthink, and institutional guardrailing. As well as a general lack of rigor, even when the methods to maintain such rigor and force accountability exist.
Can you give us some examples?
It will all depend on what you're measuring and how you're measuring it. Quantitative and qualitative analyses are two completely different paradigms (though they are often married in mixed-methods research.) They don't even use the same vocabulary, and the product of their aims is fundamentally different.
A quantitative look at divorce, for example, might have a questionnaire as its main instrument. You get a bunch of numbers and it turns out the main predictor of divorce (note: not cause. Predictor) is contempt (as one of my friends likes to say whenever the topic comes up--I think he read something by Gladwell.) A qualitative study wouldn't have a questionnaire at all. You'd probably use interviews as participant observation of a marriage would have intrusion and ethical issues involved. You might end up with several narratives where you have a man recounting how his wife would always take her phone in the bathroom and stay far too long, as if sending messages, or a wife would talk about how the husband suddenly started washing his own clothes when he got home. Or whatever. The write-up for each would be totally different, and you'd be learning and digesting different things. A lot of people hate qualitative research. It's my main choice. It can be done very, very sloppily, however. I'll get to that in a second.
Back to making a quantitative questionnaire--if that questionnaire has not been, for example, piloted for content/face validity (via relevant experts who know the topic, but also item correlation/factor analysis) its results are more or less just noise (You also cannot use, for example factor analysis on just any set of questions. There are various requirements [a reasonable sample population, get rid of outliers, variables have to be on I believe an ordinal/interval scale, there has to be some degree of correlation in variables, you really need a normal distribution, etc.] If you don't fulfill these prerequisites again you're producing noise.) Once you have an instrument (questionnaire/whatever) that is relatively polished you administer it, but then in order to determine whether your results will be generalizable you'll need an appropriate sample size (and even then depending on the randomness of your sample your results will only generalize to that population, not the entirety of humans in all cultures).
Research design is also important. What you want to measure will determine how you measure it. I do not mean that you cater your plan to find a conclusion you want. I mean that if you want to measure something you need the right tool. Statistics do not show causation. A research design using statistics can establish causation (as in the numerous studies on cigarette smoking and cancer.) There are also criteria establishing causation.. The old saw correlation does not prove causation is of course true, though often positive or negative correlation is the smoke where there is fire. But not always, or even most of the time, in my opinion (which is worth about five cents.)
There are numerous threats to quantitative validity. Regression to mean, compensatory rivalry (in the case of two groups), compensatory equalization (when a researcher interferes), history, maturation, etc. etc. I highly recommend the book The Research Methods Knowledge Database (<- this is a US Amazon link, which I changed from the Japan link, but I cannot recall where you are.) I am not sure how much of this book no longer holds but it was a great read when I first went through it.
Qualitative research (what I do) can seem wild and woolly to an outsider, as if it's just you talking to someone and writing down your thoughts. And that is probably not a bad description of it, though there are, again, all sorts of rules you need to follow, primarily but not only to set the groundwork for reproducibility. And that, as we have seen, is a problem in both types of research--the findings are not reproducible. Documenting exactly what you do at every stage is very important for this. One study requires mountains of documentation. If you have any interest in qualitative research (and I would say the median user on the Motte does not) I would recommend the book Naturalistic Inquiry.
I have probably not answered your question, but I have let this sit and I didn't want to write something fast with my thumb. And you may know all of the above and more. You also may not find any of this compelling. I am not particularly good at statistics, though I used to use SPSS with some degree of expertise when I was made to do so. I believe that software may be outdated, or at least not used as much as it was. The Bayesian wave of the last 20/30 years has also changed a lot and I am out of the loop. Note I have known many researchers in social sciences, most of them what I would consider well-meaning ignoramuses, some of them outright frauds, this in both quantitative and qualitative. I have known only one man who I thought was a genius psychometrician; he didn't rely on the software as he knew the formulas and why they were the way they were. A math guy, like many of you (maybe not you-you, but the general Motte You.) He died far too early of a brain tumor in one of life's cruel ironies.
I have read a lot of shoddy research. Far too much. Enough to at least doubt (if not completely dismiss) every study that I see, most seriously when the study confirms my own biases. But then I think that's the right way to live. I could be wrong.
edit for clarity and this is still not very clear. My parentheses runneth over.
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Standardized methods is one way. This at least lets you compare between studies that use the same methods, and thus determine if you find the same thing. The best methods have clearly defined scopes that indicate what they are and are not looking for. So the authors should be well aware of limitations well before starting their studies.
You are also supposed to be aware of your biases and validity threats, and admit to them in your writing so that the reader can easily understand your limitations.
It's just that a lot of researchers don't do this. I remember reading feminist papers, cited by journalists and used in political arguments, that make conclusions not supported by their results or where the methods are clearly designed to create a bias which is never admitted. The opportunity for rigor was clearly there, but the authors and reporters decided to forego it.
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For a while, the String Theory folks got a lot of funding, but never seemed to deliver practically testable predictions. I'm not sure this is as true in physics as you'd like it to be, but it is certainly moreso than the humanities.
In fairness, doesn’t theoretical physics deliver lots of results that require either exotic technology or bajillions of dollars to actually test?
The complaints I recall hearing from the less-theoretical physicists is that the string theorists were taking up a large share of the available funding effectively
navel-gazingdaydreaming about the pretty symmetries of strings without actually producing testable hypotheses even at "LHC" scales of "testable". Those folks are used to expensive tests, but the string theory results needed like 3-4 or more orders of magnitude in scale.More options
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I actually had the string theory folks on my mind while writing this, whether I should put a caveat there. There's always a "but". The key to me is that with almost everyone I've talked with who is sufficiently familiar with physics, they mention string theory, and they always clearly acknowledge their lack of predictions is bad. At least some number of those theorists tried to find something testable. And as you imply, it seems to be on the downturn in funding (unsurprising, the EU tries to pick up the slack somewhat, they certainly have impeccable timing). Altogether, that's good enough for me.
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This is unfortunately a merely aspirational statement. The practice of mathematics involves writing proofs in a heavily intuitive manner, and their verification in turn involves people who have been socialised to share the same intuitions, which is a process that rarely involves proper reduction to the axiomatic basics but more often looks like "your elders and betters assert that it is trivial and look at you with mild disappointment, and all your peers seem to already have gotten it, so get on with it and flog your brain into producing the 'this is obviously true' qualium already". There were a handful of examples where local cultures/status hierarchies perpetuated a body of wrong mathematics this way, such as the "Italian school of algebraic geometry" and more recently (most likely) the Mochizuki abc conjecture incident.
We can be quite glad that it has not yet happened that the lines of a wrong intuition-subculture have aligned with general tribalism yet. If Interuniversal Teichmüller Theory were an invention of the likes of Arday, we would be seeing its detractors decried as racist and proper mathematicians performatively weaving it into the body of accepted and otherwise sound mathematics. Even if this did in fact cause further downstream inconsistencies to open a path to excision and repair, discovering those is (disproving abc)-complete, and that's something we have tried and failed for a long time.
One of the best professors I had would sometimes in his lectures go "Proof (1. Attempt): [...] and therefore the proposition is proven ... wrong! The proof I gave had a flaw! Can anyone see what the problem is?" When no one could, he explained the flaw, gave a 2. Attempt, which fixed the flaw, but there was another unfixed flaw, and only the third attempt was the real proof.
He also constantly asked questions to the students, he was really committed to teaching actual thinking.
He also held a lecture once where he gave no sample solutions to the exercises. The exercise was always supposed to be the students discussing what they came up with, with the assistant only supervising, and the exam was just a selection of the exercise problems. One of my prouder moments was when my solution was simpler than the one the assistant had in mind, and I was eventually able to convince him it was correct.
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I'm struggling to understand what you mean. At this point we have systems for automatic verification of formal proofs. In what sense are those systems socialized to share the same intuitions?
Those systems are not, but automatically verifiable proofs are still only a tiny sliver of frontier mathematics. Maybe AI can fix that, but AI can fix social science too. Just require that credit for AI research always has to go to some human, allocate token budgets by protected class, and you can ensure the Ardays stay ahead without requiring them to lie.
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The intuitions required for formal proof verification are "it's worth rewriting this proof in another language that's an order of magnitude more verbose just so you can get a computer to tell you what you're sure you already know" and "the verifier doesn't have any soundness bugs that will invalidate any of its verifications" Historically the latter has sometimes been untrue and the former has usually been untrue. LLMs are fixing the first problem, which is exposing and leading to fixes for the second problem, but that's all a relatively new development. It's going to take a while to go back through all the mathematical literature and see how much of it might have problems due to predating the coming era of formal verification.
Consider the recent construction of a complex structure on the six-sphere. The simplest English explanation I've seen is under a thousand lines of (admittedly difficult!) writing and mathematical notation. The Lean formalization is a quarter-million lines of code. It's ... probably correct, people seem to think? But if it is correct, the construction would (reportedly; this is outside my field and way beyond me) contradict a 2020 paper (which itself was a correction to a 1998 paper), so we're almost certainly either producing new broken proofs or revealing old invalid proofs here.
This is overstating things, right? The length of the proof is not important, it's the soundness of the axioms and the complexity of the statement itself. I haven't inspected the proof, but I expect they're just using the standard lean axioms and the statement is much less than a quarter million lines.
For it's validity, yeah. There's something disquieting about getting proofs "straight from The Necronomicon" rather than "straight from The Book", though.
The full statement of the problem had better be much much less than a quarter million lines; one of the unavoidable ways to screw up a formal proof and still have it pass verification is to make a mistake in the problem statement and so end up proving something other than what you thought you proved. Nobody's going to check a quarter-million-line problem statement for misstatements.
(But I don't think that was an issue here - looks like everything they needed to define the problem was already in Mathlib)
The proof, though? Follow that github link, download and
wc -l Solution.lean: 248818 lines.It will be interesting to see if these formalized proofs can be "golfed" into smaller and more digestible forms by LLMs.
In that case you are really just trusting the Lean kernel rather than anything about the proof or problem statement. Doesn't seem that bad!
Very much so. I'd be surprised if LLMs didn't turn out to be excellent at this, and I'd bet that the Navier-Stokes blowup in particular turns out to have a much simpler example or at least a much simpler proof for this example, once we turn AI loose with the goal of "find the best result you can" rather than "get to a result that lets us declare victory ASAP".
This is something of an anti-inductive problem to me - if people really wholly trusted the Lean kernel I would think that trusting the Lean kernel really was pretty bad! But people are trying (and succeeding, so trust is still a little bad) to find kernel bugs, and writing partially-independent proof checkers for Lean too, so even if it's only 90% up to the task of being The Dependency for all AI-derived mathematics I'm confident it'll be hitting 100% soon.
I'd say 99%, except that I don't think modern AI is well-aligned enough or even well-instructed enough yet for us to overlook the fact that this is something of an adversarial process; a model willing to commit felonies to complete its task is probably also willing to exploit a 0-day Lean bug rather than report it...
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Sure, you can fuck up everything. As noted in the wiki entry (presuming it's correct), there was no problem with formal proofs; The problem was first going for informal arguments (the start of the slippery slope, though as so often it worked fine-ish for awhile) and then lowering the standards until anything goes. I also think it's notable that the majority of mathematicians has so far refused to accept the Mochizuki proof until it's understood more widely. Both were also mostly localised incidents.
Admittedly I've always been on the more informal end of math myself as well (back when I did research in a field that could be described as mostly-theoretical math), but even there I could simply double-check my conjectures with simulations, which is just yet another way of a feedback with reality.
I think you underestimate the power of proofs. If you make a conjecture, try to write a proof, and not just fail, but you find obvious counterexamples, there just isn't much left to salvage. Or the other way around, if you find multiple different proofs to arrive at the same conclusion and nobody you meet can generate any counterexample or find a clear hole in the proofs. It's true that there is some social element, it would be silly to claim otherwise, but proofs aren't just arbitrary arguments at triviality, either.
I'm familiar enough with the practice of maths (being an actual researcher in adjacent-enough TCS, and having had one foot in extremal combinatorics through a big part of my toil towards the degree), and I think you really overestimate the rigour of proofs as usually written up. The incidents I mentioned are for sure geographically localised, but in the case of the Italians it's not like the situation was that they believed it, and everyone else disagreed; for the longest time it was instead that they believed it, and nobody elsewhere cared but probably would have assumed that their fellow mathematicians knew what they were doing if they had to build upon one of their results.
There are other examples where, due to insufficient rigour of proofs as allowed and encouraged in the field, wrong proofs stood for quite a while. This was the case for like 10 years for some of the earliest claimed proofs of the 4-color theorem (an undergrad assignment actually had us find the counterexample to the core lemma there), more recently for some pretty celebrated random matrices "result" by Avi Wigderson et al. (hardly nobodies!) which stood for several months, and when writing a summarising essay on some cluster of Erdös papers I learned about a key lemma that was straight up wrong as stated, but people in the community thought essentially "something like it is clearly true, the core ideas of the proof are fine, and it's okay for the situation where we use it" (no proof of any of those things committed to paper). Correction eventually happened in the cases we know about, but can we really rely on the mechanism? Mochizuki has intimidated a big part of his department to ignore the refutations, and Japan is hardly a backwater, and there are political forces out there that are stronger than "this guy is one of our country's best, we should stand by him".
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Man, I remember struggling with mathematical proofs in University. I kept just not getting it; it was never explained what made a valid proof. I eventually just learned to intuit what my professors expected, barely well enough to make it through, but I never truly got it.
A valid proof in the mathematical sense is simply one where every single step is justified by either an axiom or an already-proven theorem. You see some of these in a good Algebra 1 class where just going from "z=2(x+y)+x" to "z=3x+2y" uses left- and right-distributivity once each, associativity twice, commutativity once, and identity once. Then if you're lucky you never see them again, at least until you're using a formal proof verifier that actually wants a complete proof, yes, even if it's a hundred times longer. What's in the literature instead are "proofs" where we skip five or fifty steps at a time because we know our audience will be able to fill in the obvious bits inside those gaps between the big checkpoints, even though the definition of "obvious" depends on the audience and is famously a little slippery. So don't feel bad. Even when your audience is a professor, "obvious" still isn't a well-defined adjective and everyone is still stuck trying to intuit it. At least with theses and papers your advisors and reviewers will come back and say "step 23 wasn't clear enough; fix it". With homework or tests requiring proofs, professors' only options are to let it slide or to mark you down if you skipped a step they don't think was obvious.
My favorite variation of this has the professor saying, "It's obvious, but it's not obvious that it's obvious."
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